Working With an Investment* Professional
To Get On Track To Help Meet Your Goals
With the Fifth Third Preferred Program, you have access to an Investment Professional who gets to know you, then works with you to help develop an investment strategy tailored to your financial situation.
Determining your personal and financial goals
Your Investment Professional takes the time to understand your life objectives, your current financial situation, and the reasons you want to invest. They then help you create an investor profile that outlines your particular investment parameters and goals.
Helping you stay on track
Once your Investment Professional has implemented your investment strategy, your Investment Professional meets with you regularly, keeps you up-to-date on your progress, and helps ensure that your strategy remains on track.
Identifying solutions appropriate for you
Your Investment Professional can help you select asset management solutions for your financial needs.
| Process | Through the Passageway Managed Account program, you will work with a local Investment Professional to create a Statement of Investment Selection that reflects your investment objectives, your time horizon, and risk and return preferences. |
| Fifth Third Relationship | Your Investment Professional will offer to meet with you at least annually to review your investments and is available to meet with you if life events occur or goals change. |
| Investment Vehicles | Access to active and passive managed portfolios, Separately Managed Accounts (SMAs), and multi-style portfolios. |
| Process | Through our Private Client Services, you will work with an Investment Professional to engage with a dedicated Portfolio Manager who creates an Investment Policy Statement based on your time horizon and risk and return preferences. The Portfolio Manager then creates and manages a customized investment strategy for your portfolio. |
| Fifth Third Relationship | Your Investment Professional is available to meet with you routinely to track progress on your Investment Policy Statement, and has a dedicated PCS team available for day-to-day financial needs. |
| Investment Vehicles | Access to well-researched mutual funds, External Managers (SMAs), Exchange Traded Funds (ETFs), Alternative Strategies and individual stocks and bonds. |
| Process | Learn about our Investment Solutions by working with a local investment professional who can help create a financial strategy and portfolio based on your objectives, comfort with risk and time horizon. |
| Fifth Third Relationship | Your investment professional is available to meet with you as needed to make any necessary adjustments on your strategy. |
| Investment Vehicles | Access to a full array of non-proprietary investment products including annuities, stocks and bonds, mutual funds, exchange traded funds and options. |
Disclosures
*Fifth Third Securities is the trade name used by Fifth Third Securities, Inc., member FINRA/SIPC, a wholly owned subsidiary of Fifth Third Bank, a registered broker-dealer, and a registered investment advisor registered with the U.S. Securities and Exchange Commission (SEC). Registration does not imply a certain level of skill or training. Securities and investments offered through Fifth Third Securities, Inc. and insurance products:
| Are Not FDIC Insured | Offer No Bank Guarantee | May Lose Value |
| Are Not Insured by any Federal Government Agency | Are Not A Deposit | |
Insurance products made available through Fifth Third Insurance Agency, Inc.
Investments, variable annuities and brokerage accounts are offered through Fifth Third Securities, a wholly owned subsidiary of Fifth Third Bank. Fixed annuities are offered through Fifth Third Insurance Agency Inc., a wholly-owned subsidiary of Fifth Third Bank.
